An Introduction to Regulation and Standardization

An Introduction To Corporate Regulation and Standardization

Standards Table of Contents IntroductionOptional StandardsMandatory standardsRegulatory Requirements    CAA        Airspace Policy        Consumer Protection      Economic Regulation      Safety Regulation      ATOL   FSA   Ofgem   Ofcom   ORR      Functions      Duties   Ofwat   Postcomm      Function   SummaryThe Law - An overview   Sources of the Law   Legislation      Primary Legislation      Secondary Legislation      Autonomic Legislation   Common Law   European Law   European Case Law   Precedent      European Court of Justice      House of Lords      Court of Appeal      High Court      Judicial ReviewThe Court System   The European Court of Justice   The House of Lords   The Court of Appeal   The High Court   Crown Court   County Courts   Magistrates' Court   Privy Council   Other CourtsCivil Actions   Contract      Offer and Acceptance      Consideration      Intention to Create Legal Relations      Privity of Contract      Formal Requirements      Contractual Terms   Tort      Duty of Care      Breach of Duty      Harm Resulting from Breach      Principle in Hedley Byrne and Heller      Exclusion of Liability      DamagesCriminal OffencesThe Law Related to Fraud   Introduction   Definition of Fraud   Principal Types of Fraud      Misrepresentation of Material Facts      Bribery and Corruption      Money Laundering      Theft of Money or Property      Theft of Trade Secrets      Breach of Fiduciary Duty      Miscellaneous Statutory and Common Law Offences      Frauds to Documents      False Statements by Company Directors      Dishonest Suppression of Documents      Dishonest Procuring By Deception of the Execution of a Valuable Security      Frauds on Investors - Insider Dealing      Offences on Insolvency      Bankruptcy Fraud      The Enterprise Act 2002      Frauds on the Public      Interference with Gas Meters      Pretended Auction      Misleading Prices      Fraudulent Mediums      Offence of Fraudulently Receiving Programmes      Computer Frauds - Unauthorised Access + Intent + Modification      Conspiracy to Defraud      Frauds on the European CommunityI've been hit - what do I do?Private Individual   Do Nothing   Criminal Route with the Police      The CPS Process      General Principles      The Decision to Prosecute      Review      The Full Code Test      The Threshold Test   Selection of Charges      Diversion from Prosecution      Mode of Trial      Accepting Guilty Pleas      Prosecutors Role in Sentencing      Re-starting a Prosecution      The Civil Route   So what do I Do?Corporate   Sample Fraud Reporting and Investigating Policy (FRIP)      Background      Scope of policy      Suspicion reporting and confidentiality      Actions constituting fraud      Other concerns      Investigation responsibilities      Authorisation for investigating suspected fraud      Disciplinary procedures      Administration      Approval      FRIP Appendix   Do Nothing   Criminal Route with the Police   The Civil Route   So what do I Do?Appendix A - ISO 27001 Taxonomy      Information Security Management      Auditing, Certification and Accreditation Criteria      Non UK National Standards      Management Guidelines      Data Protection and Privacy      Other Standards of Note      AbbreviationsAppendix C - ReferencesLegal Glossary